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The “Family Health = Family Wealth” intervention: study protocol for a pilot quasi-experimental controlled trial of a multi-level, community-based family planning intervention for couples in rural Uganda

Abstract

Background

Uganda has one of the highest fertility rates globally, but only 30% of women report using an effective method of contraception. Community-based, multi-level interventions are needed to help couples in rural Uganda overcome barriers to contraceptive use.

Methods

This study will pilot test the Family Health = Family Wealth intervention, a multi-level, community-based intervention employing transformative community dialogues, which use facilitated discussion to reshape community norms that influence family planning acceptance, to alter individual attitudes and the perception of community norms that discourage family planning. Community dialogues are delivered to groups of couples over 4 sessions (two gender-segregated and two gender-mixed). Sessions simultaneously address individual and interpersonal-level determinants of family planning and link couples to family planning services. At the health system level, a refresher training will be conducted with health workers in the intervention community’s health center to address gaps in contraceptive knowledge and skills as identified from a needs assessment.

The intervention will be evaluated through a pilot quasi-experimental trial paired with a mixed methods process evaluation. Participants include 70 couples (N=140) randomized by community to the Family Health = Family Wealth intervention (n=35 couples) or to an attention-matched water, sanitation, and hygiene (WASH) intervention (n=35 couples). Participants include sexually active, married couples who are age 18 (or an emancipated minor) to 40 for women and age 18 (or an emancipated minor) to 50 for men, not pregnant, at least one person in the couple reports wanting to avoid pregnancy for at least a year, and not currently using a method of contraception or using a low-efficacy or ineffective method of contraception. The primary aims of the study are to (1) assess the feasibility of the intervention trial procedures, (2) the acceptability and feasibility of the intervention content and structure, and (3) explore the intervention’s preliminary effectiveness at increasing contraceptive use and affecting related outcomes among couples.

Discussion

Filling the unmet need for family planning has important public health implications, including reductions in pregnancy-related health risks and deaths, and infant mortality. This pilot intervention trial will gather preliminary evidence on the acceptability, feasibility, and potential effect of a novel, multi-level, community-based intervention to increase contraceptive use among couples with an unmet need for family planning in rural Uganda. We aim to use the findings of this pilot study to refine the trial procedures and intervention content for a future, larger cluster randomized controlled trial to establish the intervention’s efficacy.

Trial registration

ClinicalTrials.gov NCT04262882; registered on February 10, 2020.

Peer Review reports

Background

Family planning through modern contraceptive methods has significant health benefits for women and children, including the prevention of pregnancy-related health risks and deaths, reductions in infant mortality and the rate of unsafe abortions, and the prevention of HIV transmission from mother-to-child and between partners (when condoms are used) [1]. Uganda made an ambitious commitment to the Family Planning 2020 (FP2020) initiative to reduce the nation’s unmet need for family planning to 10% by 2020 and recommitted to this goal for 2030 (FP2030) [2]. However, in 2020, the country was far from meeting this goal; 30.5% of married women had an unmet need for modern contraceptives [3]. Moreover, 41% of all pregnancies are unplanned [4], and Uganda had the seventh highest fertility rate in the world in 2021 at 5.45 children per woman [5], which is especially high in rural areas [4]. With a maternal mortality rate of 375 deaths per 100,000 live births compared to 19 deaths per 100,000 live births in the USA [6], it is estimated that if all women in need of contraceptives in Uganda were using them, maternal deaths could be reduced by 40% [7].

Uganda’s FP02030 efforts must be paired with interventions that generate demand for such services to optimize their reach. Misinformation and fear of side-effects [8,9,10,11], partner and peer influence [12,13,14], and cultural norms that promote large family size and traditional gender roles [15,16,17,18] negatively influence contraceptive use, and shape inequity in reproductive decision-making and communication between partners [19, 20]. However, despite numerous calls for multilevel interventions to address family planning needs, few interventions have incorporated this approach [21].

Community dialogues are a promising strategy to promote change at the individual, interpersonal, and community level [22]. Community dialogues follow a defined process to identify local drivers of sexual and reproductive health with community groups [22] and engage the community in problem-solving towards a common issue through community-based participatory methodologies [23]. The dialogue that takes place allows community members to critically think about social norms underpinning a community problem [24] and reconstruct community norms together, creating social environments that promote healthy behavior [25]. For reproductive health, community dialogues have been widely used by multinational agencies [22], but not rigorously tested and rarely published in peer-reviewed literature [26]. Successful examples demonstrate improvements in equitable relationships, community gender norms, and community ownership of a problem, but mainly focus on HIV and rely on qualitative methods [23, 27,28,29,30,31,32,33,34]. Thus, there is a gap of rigorous evaluations of community dialogues to support their effect on behavioral and health outcomes.

Community dialogues may be optimized when linked with other multi-level approaches [22], which may be needed to engage men and address relationship and community drivers of family planning. Emerging literature demonstrates interventions that engage male partners are more effective than those that do not [35, 36], but reviews of male engagement strategies conclude that evidence is still accumulating [37,38,39,40]. The following multi-level strategies have gained support, but are in need of further evaluation: tailoring messaging to men’s interests (e.g., economic benefits of family planning), improving partner communication and gender equitable attitudes, bringing services directly to communities, and demonstrating family planning support from community leaders and other men [19, 29, 38, 41,42,43,44].

This paper describes the protocol for the “Family Health = Family Wealth” pilot intervention, a multi-level, community-based intervention that engages groups of couples in transformative community dialogues, while addressing other multi-level barriers to contraceptive use, to increase contraceptive uptake/continuation and reduce the incidence of unintended pregnancy through improved intermediate outcomes (knowledge, attitudes, perceived community norms, communication, equity). Based on our preliminary research [45,46,47], the Family Health = Family Wealth intervention frames contraceptive use as one aspect of “family wealth” and emphasizes family planning’s economic and other family benefits. We test the acceptability, feasibility, and the preliminary effect of this intervention through a stage 1b pilot (i.e., feasibility and pilot testing of new behavioral interventions) quasi experimental trial with 70 couples. Following stage 1b pilot study guidelines [48, 49], the primary aims of our pilot trial are to assess acceptability and feasibility of the trial procedures and intervention content/structure, with the exploratory aim of assessing the intervention’s potential efficacy, detailed in the specific aims:

  1. 1.

    Assess the feasibility of trial procedures (i.e., community mobilization, recruitment, retention, outcome measurement) through the collection of process data and exit interviews with couples and group facilitators.

  2. 2.

    Assess the acceptability and feasibility of the Family Health = Family Wealth intervention content and structure through the collection of process data and exit interviews with couples and group facilitators.

  3. 3.

    Explore the potential effect of the Family Health = Family Wealth intervention on exploratory primary outcomes of contraceptive uptake and continuation and exploratory secondary outcomes (pregnancy incidence, knowledge, attitudes, perceived community norms, partner communication, and equity) among couples in the intervention community (relative to the attention-matched comparator community) through 6 months follow-up.

Methods

Setting

The study will be conducted in selected communities in a district in central Uganda, which is located 2 h from the capital of Kampala and has a population of approximately 150,000 in an area of approximately 270 mi2. Family planning services are provided for free at decentralized government public health facilities, integrated into general outpatient services. Local private not-for-profits (PNFPs) provided limited family planning services, while faith-based PNFP facilities promote natural methods only. In addition, some short-term methods can be purchased at local private shops. Within the district, government public health facilities range across five levels (I-IV) following the country’s decentralized health system structure. Health center IIs and above offer condoms, oral pills, and injectable contraceptives. Health center IIIs and above offer intrauterine devices (IUDs) and implants. Health center vs (general hospital) provide non-reversible methods (vasectomy, tubal ligation). The Village Health Team (VHT), a cadre of community health workers, serve as a liaison between the community and health facilities, and support community family planning efforts. VHTs provide community education about family planning and distribute short-term methods directly in the community (i.e., condoms, oral pills). In addition, an international nongovernmental organization, Marie Stopes, provides regular community outreach for contraceptive methods in selected villages within the district, including the provision of short- and long-term reversible methods.

Study design

The study design is a pilot quasi-experimental controlled trial paired with a mixed methods process evaluation. The pilot quasi-experimental trial includes one community receiving the Family Health = Family Health intervention and one community receiving a time- and attention-matched water, sanitation, and hygiene (WASH) comparator intervention. The two communities selected in consultation with the District Health Team will be randomly assigned to receive the intervention or the comparator intervention, determined by coin toss. Seventy couples (N=140, 35 couples per community) will be recruited. We will conduct structured interviews at baseline (pre-intervention) and at 3- and 6-month follow-up.

In addition, mixed method data will be collected both during and after the trial to assess the acceptability and feasibility of the trial procedures and intervention content. Process data will be collected throughout the trial on community mobilization, participant retention, and other trial procedures. Brief, semi-structured interviews will be conducted with intervention and comparator participants during the trial immediately following each intervention session (N=140). Intervention fidelity will be monitored through direct observation of intervention sessions. Post-intervention, semi-structured exit interviews will be conducted with intervention participants (N=70), as well as individuals involved in the implementation of the intervention (i.e., group facilitators, health workers, community leaders). See Fig. 1 for the study design depicted in the CONSORT diagram, adapted for feasibility and pilot studies.

Fig. 1
figure 1

Consort diagram

Study population

The study population is adult couples, women aged 18 (or emancipated minors) to 40 and men aged 18 (or emancipated minors) to 50, residing in communities selected for inclusion in the study. The Ugandan National Council for Science and Technology defines emancipated minors as those under 18 who are married, having children, or are pregnant. Couples with an unmet need for family planning are the focus of the study, i.e., couples of reproductive age in which at least one person in the couple does not want to become pregnant within the next year but are not currently using modern contraceptives.

Sampling and randomization

Two communities will be selected in partnership with the District Health Team. These communities will be matched by population (~2000), distance to a clinic with contraceptives, and demographics, randomly assigning one to receive the intervention and one as the comparator, determined by coin toss. If needed, the recruitment could expand to include nearby communities within the same geographic area. Communities will be at least 15 km in distance from one another and not located along the same road to avoid potential contamination. Snowball sampling will also be used to identify couples living within the sampled communities. Leveraging existing social networks through snowball sampling may enhance our intervention’s effect on social norms, as family, peers, and neighbors more directly affect contraceptive decisions than strangers.

Procedures

Eligibility, recruitment, and informed consent procedures

After we randomly allocate the communities to the intervention and comparator arm, we will recruit couples with an unmet need for family planning from the selected communities for participation in our intervention trial. Thirty-five couples (70 individuals; 35 women, 35 men) will be recruited from each community (intervention and comparator intervention). In each community, VHTs will assist our research staff in identifying potentially eligible couples. For the couples that we attempt to recruit based on the VHT’s referral, the VHT will first independently visit couples’ homes to introduce them to the study and gain permission to return with the research assistant. VHTs will be blinded to the study’s purpose and will not participate in the screening of participant eligibility. If permission is granted, the VHT will accompany our research assistant to couples’ homes to introduce our research assistant and then leave the house. Participants in both conditions will receive the same recruitment script and consent form. Research assistants and participants in both conditions will be told that the study is focused on family health and wellness, with the intervention program including a range of topics affecting family wellness such as health, healthy relationship, water and sanitation hygiene, family planning, and economic wellness, with the content they receive chosen through random selection. This serves to blind participants and research assistants to the purpose of the intervention and reduce selection bias.

If both partners are together during this initial meeting, the research assistant will inform them of the overall study together, but will screen and assess eligibility separately, ensuring that participants are able to answer the eligibility screening questions about fertility preferences and current use of contraceptives in a private setting to ensure confidentiality. If only one partner is present, the research assistant will proceed with the eligibility screening and conduct the screening and all subsequent steps at a later date. See Table 1 for a summary for the eligibility criteria. No identifying information will be collected for eligibility screening. If eligible and interested, the research assistant will then obtain written informed consent from the participants. The interviewer will proceed to conduct the baseline interview after obtaining written informed consent for both partners.

Table 1 Summary of inclusion criteria for couple enrollment in the pilot intervention trial

If an eligible participant is interested, but their partner declines participation, the research assistant will not proceed to recruit them in the study. However, they will provide a referral to local health services, including family planning services, for a nearby clinic to the interested participant (in both the intervention and comparator communities to maintain balance between the study arms).

After we successfully enroll the first few couples that meet eligibility criteria and consent to participation, we will then use snowball sampling to identify the next couple. That is, we will ask participants to refer another couple they know that lives within the sampled community of similar age that might also be interested in participating. The participating couple will be asked to refer their friends to our research staff or to the VHT, providing our contact information. We will wait for new couples to initiate contact with our study team and provide permission for our research assistant to visit their home before doing so. If we reach the end of a network, or if any couple is not able/willing to refer another couple, we will return to the VHT to identify a new couple, from which we will continue our snowball sampling procedures.

Description of the study arms

Comparison arm: water, sanitation, and hygiene (WASH) intervention

Participants in the comparison arm will receive an attention-matched comparator intervention, including four community dialogue sessions focused on water, sanitation, and hygiene (WASH) led by a trained facilitator. The content will include directive education, open dialogue, and group problem-solving using an adapted version of an existing curriculum developed for community health workers in Ethiopia with support from USAID and the Water and Sanitation Program [50]. The focus of the content is community-led total sanitation, a widely adopted approach to WASH behavior change, focusing on an array of WASH behaviors (i.e., clean water, hand-washing, latrine use, personal and home hygiene, safe food preparation). Following the structure of our family planning intervention, comparator sessions will include two gender-segregated and two gender-mixed sessions delivered to groups of couples. We will also tailor the intervention to the local Ugandan context, guided by the study’s investigators from Uganda and with input from local VHTs and midwives. This intervention was chosen as a comparator because it was similar in time and structure (e.g., delivered in community groups by a trained facilitator) to the planned intervention, making it easy adaptable to be time and attention-matched. The topic of WASH was selected based on consultation with local stakeholders and community members, who gave feedback that the content would be of interest and deemed culturally appropriate to community members, which we considered important for retention purposes, without the content overlapping with family planning.

Family Health = Family Wealth intervention arm (see Table 2)

Before the implementation of the couples’ intervention, a needs assessment will be conducted at the local clinics to identify gaps in health worker capacity specific to the provision of contraceptive methods and family planning education. In partnership with the District Health Team, a targeted refresher training will be conducted with health workers in the intervention community’s health center to address gaps in knowledge and skills.

Table 2 Intervention arm: multilevel, community-based intervention

Participants in the intervention community will receive the Family Health = Family Wealth intervention consisting of four sessions: two gender-segregated and two gender-mixed. The intervention content was informed by preliminary research with women and men from the same study area [45,46,47], and a more recent qualitative needs assessment conducted as the precursor to this pilot trial that identified individual, interpersonal, community, and health system-level drivers of contraceptive use, guided by the social ecological model [51,52,53]. Each of the 4 sessions include community dialogues, which are grounded in Campbell and Cornish’s social psychological theory of transformative communication [54], the primary mechanism of action to affect change across the individual, interpersonal, and community levels, specifically through change in individual attitudes, interpersonal communication, and the perception of community norms related to family planning acceptance and gender equity. Our facilitated discussions will focus on community norms around gender roles, equity, and family size and critically analyze the social and community influences of “family-wealth” and poverty with the overall goal of reconstructing individual attitudes and group norms on paths to/definitions of a “successful family” inclusive of family planning.

Dialogues are enhanced in sessions 2 and 3 to address knowledge, motivation, self-efficacy, and relationship dynamics, tailored to men and women. Based on our preliminary research on gender-specific family planning facilitators [45,46,47], the overarching theme of each session is “Family Health = Family Wealth.” We conceptualize “family wealth” as being made up of relationship, economic, and physical well-being and deliver content to demonstrate how family planning contributes to family health and wealth in each area. The inclusion of community leaders to endorse behavior change in group dialogues can increase success of transformative communication and facilitate the allocation of local resources to implement group-generated action plans [22, 31, 33]. Therefore, we will select and train both female and male community leaders to endorse family planning at the community-level at the beginning and end of the program, involve local business experts to engage men and women in economic skills training, and involve midwives and VHTs directly in program delivery. It is common in community dialogues for the group to work together to develop a “Community Action Plan” to elicit community-derived solutions that utilize existing resources and increase community ownership of these solutions [26]. We adapt this concept into “Family Action Plans” for couples in session 3 and introduce “Community Action Plans” in session 4. At the end of sessions 3 and 4, participants will have the opportunity to receive short-term contraceptive methods directly, or referrals for long-term methods, and family planning couples counseling from a midwife and/or VHT.

Data collection procedures and measures

Feasibility aim 1 (trial procedures)

We will develop process monitoring data collection tools to capture process data on the feasibility of trial procedures, or the extent to which these procedures can be successfully carried out in this setting [55], specific to community mobilization, recruitment, retention, and the assessment process, which will be triangulated/explained with qualitative exit interviews and direct observation when appropriate. All intervention sessions will be audio-recorded and a randomly selected portion (~20%) of the dialogues transcribed and analyzed for fidelity following a constructed checklist. The measurement of specific outcomes is detailed below:

  • Community mobilization: Percent of households that accepted the invitation to learn more about the study and collected through process data/study records.

  • Recruitment: Number of couples enrolled per month and the percent of eligible couples where one partner declined, and reasons for decline by gender, collected through process data/study records.

  • Retention: Treatment-specific retention rates through 6-month follow-up and reason for drop-out by gender, collected through observation and exit interviews with participants.

  • Assessment process: Percent of planned assessments completed and duration of assessments collected through process data collection; barriers to pregnancy testing and the delivery of pregnancy test results gathered through exit interviews with participants and research staff.

  • Fidelity: Degree to which intervention was implemented as prescribed in the protocol, measured through fidelity check-lists completed by intervention facilitators, direct observation by research staff, and the audio-recording and analysis of randomly selected sessions (as previously described).

Feasibility/acceptability aim 2 (intervention content/structure)

After each intervention and comparator session, all individuals will complete a brief semi-structured interview (~5 min) to assess acceptability of the intervention content and structure, rating perceived importance and satisfaction with intervention content, and an open-ended question on what they liked and disliked. These brief semi-structured interviews will also include questions to assess any unanticipated negative adverse events occurring because of the intervention (e.g., partner conflict). Interviews will be conducted immediately following each intervention session by the intervention facilitators and by one of the study’s Primary Investigators.

After all intervention sessions are completed, semi-structured exit interviews (~15 min) will be conducted with intervention participants (n=70). These interviews will be conducted by a trained qualitative interviewer, not otherwise involved in the intervention delivery or outcome assessment, within a 3-week participant completion of the last intervention session. They will be conducted over the phone or in-person at a place convenient to the participant. The aim of the exit interviews is to further assess acceptability, feasibility, appropriateness, areas for improvement, and progress on “Family Action Plans” among participants.

After the completion of the intervention sessions, semi-structured interviews will also be conducted with individuals involved in intervention implementation include the trained group discussion leaders (n=2), health workers, and VHTs that will deliver family planning education and contraceptive methods (n~2), and trained community leaders and local business experts that will co-facilitate discussions (n~2–4). The aim of the exit interviews with intervention facilitators is to assess acceptability and feasibility of the intervention and involvement in community leaders/health workers in the intervention, barriers to implementation, and areas for improvement from the perspectives of the facilitators. Exit interviews will be conducted in-person or over the phone within the 6 months following the completion of the last intervention session by a third-party, trained qualitative interviewer or one of the study’s Primary Investigators.

The measurement of the primary outcomes for the feasibility/acceptability of the intervention gathered from these data are detailed as follows:

  • Feasibility: Whether the intervention can be carried out and utilized, and if it can linked to family planning services, including whether contraceptives can be distributed directly during sessions, collected through observation and exit interviews with participants and individuals involved in the implementation of the intervention (i.e., group facilitators, health workers, community leaders) [55]

  • Acceptability: Satisfaction with the intervention, collected through brief semi-structured intervention after each intervention session and post-intervention exit interviews with participants [55]

  • Perceived fit: Appropriateness for setting and to improve care quality and patient outcomes, collected through observation and exit interviews with participants and individuals involved in the implementation of the intervention (i.e., group facilitators, health workers, community leaders) [55]

  • Perceived barriers: Perceived difficulty of and barriers to implementation and utilization collected through observation, brief semi-structured intervention after each intervention session, and exit interviews with participants and individuals involved in the implementation of the intervention (i.e., group facilitators, health workers, community leaders)

Exploratory aim 3 (intervention effect)

At baseline, immediately following enrollment, and at 3- and 6-month follow-up, research assistants will collect demographic information (baseline only) and measures to assess family planning determinants in a one-on-one interview. Data will be collected using a computerized structured questionnaire. All couples will be interviewed separately; the interview will take place in a private setting within the participant’s home, another agreed upon location, or over the phone if necessary. At baseline and 6 months, research assistants will also collect pregnancy test results from women, following a urine Human Chorionic Gonadotropin rapid pregnancy test. Finally, at 3- and 6-month follow-up, research assistants will go to the local health facility to extract data from medical charts on participants’ use of contraceptive methods in the prior 3 months to triangulate self-report. Pregnancy test results and clinic record data will be double entered into an electronic data collection form.

While this pilot trial is not powered to detect statistically significant changes in all of these outcomes, the collection of the full set of exploratory outcomes helps to achieve aim 2, the pilot testing of intervention trial procedures, including the development of data collection tools, procedures, and data on their feasibility. For example, piloting the administration of pregnancy tests and procedures for delivering the results to couples will allow us to gather information to inform procedures appropriate for the local context.

The outcomes, how they are measured/collected, and timeframes of collection are displayed in Table 3.

Table 3 Exploratory primary outcome measures used to pilot the acceptability and feasibility of measurement tools and procedures, and the intervention’s preliminary effect on family planning outcomes

Sample size justification

As an exploratory pilot, we base our sample size for our quasi-experimental controlled trial on guidelines for Stage 1b studies (feasibility and pilot testing of new behavioral interventions), which suggest 15–30 participants per cell [49], choosing 35 couples per condition (n=70 individuals per condition). Even assuming moderate attrition (20%), we would have 28 couples per condition, which is still within the guidelines for pilot studies.

Data analysis approach

Quantitative process data and data collected from brief semi-structured questionnaires intervention session will be analyzed using frequencies and descriptive statistics (e.g., counts, percents, means and standard deviations, or medians and inter-quartile ranges).

Qualitative data collected through exit interviews will be audio-recorded, translated, transcribed, and analyzed using a thematic analysis approach [64]. The investigative team will review the transcripts to identify potential themes and develop a coding scheme guided by the constructs outlined in Table 3. Two trained research assistants will independently code the data, which will be reviewed by the Primary Investigators. The team will review codes for consistency, refine the coding scheme as needed, and identify major themes, repeating this process until consensus is reached. Following Creswell and Plano-Clark, qualitative findings will be mixed with quantitative process data as appropriate during the presentation and interpretation of results [65].

As a pilot intervention trial, the study’s exploratory aim to gather preliminary effects of the intervention on family planning outcomes will be achieved through mainly descriptive analyses. Using SPSS v.28, we will use frequencies to examine the total uptake of contraceptives (using an effective method, yes vs. no) in the intervention and comparator arms and will use frequencies and descriptive statistics and measures of variance to describe the study’s exploratory secondary outcomes across the two study arms. We will look at the percent difference between contraceptive uptake between the two arms and use the magnitude of the difference (if present).

Progression criteria

Progression criteria to help determine the next step beyond this pilot trial are detailed in Table 4. Following Thabane et al.’s recommendations [66], the progression criteria will be used to determine whether the next step is progression to a larger, fully powered cluster randomized controlled trial without modification to the protocol, progression without modifications but with close monitoring, progression with modifications, or no progression if deemed not feasible/acceptable even after modifications. The progression criteria focus on the key outcomes related to the acceptability of the intervention, feasibility of recruitment, fidelity of intervention implementation, and feasibility of outcome measurement.

Table 4 Progression criteria for the Family Health = Family Wealth pilot intervention

Ethics

The study has obtained approval of all study procedures from the institutional review boards at the University of Texas at San Antonio (protocol # 19-253) and the Makerere University School of Public Health (protocol # 748). The Ugandan National Council for Science and Technology has also granted study approval. Mobilization meetings were also conducted to garner district buy-in, and entry into the communities was permitted by district leadership. We will obtain written informed consent for participation in the pilot intervention trial from each person in the couple separately. We will also obtain written informed consent for participation in exit interviews from all individuals involved in intervention implementation (i.e., group facilitators, health workers, VHTs, community leaders). In addition, a data safety monitoring board (DSMB) will be assembled to provide third party review of the study protocol before implementation, and review data related to participant safety every 3 months throughout the duration of data collection activities. We expect that the overall risk to benefit ratio will be favorable to individuals participating in the study. The main potential risks of the study are summarized in Table 5, with details on strategies that will be employed to minimize each risk.

Table 5 Overview of ethical considerations: potential risks of participation and planned strategies for risk mitigation

Discussion

This protocol describes the pilot implementation and evaluation of a multi-level, community-based family planning intervention for couples in rural Uganda. Couples receiving the Family Health = Family Wealth intervention will participate in multiple group sessions (2 gender-segregated, 2 gender-mixed) aimed to address multi-level barriers to contraceptive use, including community dialogues with groups of couples to reconstruct group norms enhanced with activities to improve knowledge, motivation, couple dynamics, and link couples to services. The intervention also aims to reduce health system barriers to contraceptive use through targeted capacity building for family planning through the training of healthcare workers in the intervention community and through the direct distribution of short-term contraceptive methods during group sessions. This pilot study will indicate if the trial procedures and intervention content are acceptable and feasible and provide preliminary evidence of whether couples in Family Health = Family Wealth intervention show trends towards greater contraceptive uptake/continuation and improvement in intermediate outcomes (knowledge, attitudes, perceived norms, partner communication, equity) at 6 months compared to couples receiving a time- and attention-match WASH comparator intervention.

This pilot intervention study has the potential to advance science and improve public health service delivery in several ways. This study will fill several gaps in the family planning intervention literature, where there is a lack of rigorously tested family planning interventions that take a multi-level approach, few interventions that show effects beyond knowledge and attitudes (i.e., on contraceptive use and pregnancy incidence), and a need for more research on strategies to engage male partners [21, 36, 67,68,69,70]. Those in the intervention arm may benefit from transformative dialogues that shift individual and community attitudes towards more gender equitable attitudes and new definitions of a “successful” family inclusive of family planning. The intervention can create a social environment supportive of family planning and gender equity, which may subsequently influence perceived social acceptance of family planning and encourage greater use of family planning services. Secondary benefits of promoting gender equitable attitudes through our intervention may include the potential for reductions in intimate partner violence, improvements in women’s empowerment in relationships and in the broader community through participation in interactive group forums, and greater engagement among men in family planning and health services more generally.

Importantly, family planning through modern contraceptive methods has significant health benefits for women and children [1]. Family planning also has economic benefits for families and for society, especially in under-resourced settings. Couples who space and limit their pregnancies have more earning potential and families can devote more resources to each child. On a population-level, family planning is critical to achieving the “demographic dividend” in low-income nations, a window of economic growth resulting from decreased fertility rates and subsequent increases in the proportion of working-age people relative to dependent children.

Limitations

We chose to randomize by community, and not by couple, because intervention components are delivered at the community level. As a pilot trial, we can only randomize two communities, which could introduce confounding variables given too few clusters. However, this pilot can inform the procedures for a larger CRCT after acceptability and feasibility are established. To reduce confounding variables, we will attempt to match intervention and comparator communities on demographics. Another potential limitation includes the potential for contamination between treatment conditions. This is mitigated by choosing communities at least 15 km apart and not along a main road. We will blind participants and interviewers to study condition. While un-blinding is possible, we will mitigate the risk of un-blinding by presenting the overall program as a family health and wellness intervention that includes a range of topics related to economic health, relationship health, and physical health, including both family planning and WASH topics. Participants and interviewers will be told that participants are randomized to receive some, all, or none of this content in order to attempt to mask that the true goal of the study is to increase contraceptive use. Finally, we include pregnancy incidence as an exploratory secondary outcome, informing the acceptability of pregnancy testing procedures of a future trial. While we have limited power to detect differences in pregnancy incidence, trends towards change in contraceptive use and related determinants will provide evidence to support a future, fully powered trial, the feasibility of which is strengthened by piloting pregnancy testing and other trial procedures.

Conclusion

The pilot trial for the Family Health = Family Wealth intervention will provide data on acceptability, feasibility, and preliminary effects on contraceptive use and exploratory secondary outcomes among couples with an unmet need for family planning. If progressed to a future trial, this trial will assess the intervention’s effects on contraceptive use, unintended pregnancy, and potentially the feasibility of using the intervention as a platform for community distribution of contraceptives. Thus, this intervention has the potential to be sustained through Uganda’s national scale up of community-based family planning, which will require the simultaneous implementation of evidence-based, demand-generation activities to increase community acceptance of family planning. This intervention also has the potential to be generalizable to other African and South East Asian countries, where high unmet need for contraceptives is similarly tied to gender norms, relationship equity, and community dynamics and where community-based health service models are utilized [8, 71,72,73].

Availability of data and materials

Data sharing not applicable for this protocol article as no datasets were generated or analyzed.

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Acknowledgements

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Funding

Research reported in this publication was supported by the Eunice Kennedy Shriver National Institute of Child Health & Human Development of the National Institutes of Health under Award Number R21HD098523 (PIs: Sileo & Kiene). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

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Katelyn Sileo, Christine Muhumuza, and Susan Kiene are the primary investigators of this study and led the conceptualization and development of this study protocol. All other authors provided input in the conceptualization of this study protocol, including Haruna Lule, Samuel Sekamatte, Trace Kershaw, and Rhoda Wanyenze. Katelyn Sileo led the writing of this manuscript, and all other authors read, provided feedback, and approved the final manuscript.

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Correspondence to Katelyn M. Sileo.

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The study has obtained approval of all study procedures from the institutional review boards at the University of Texas at San Antonio (protocol # 19-253) and the Makerere University School of Public Health (protocol # 748). The Ugandan National Council for Science and Technology has also granted study approval. Participants will provide written informed consent at the time of enrollment.

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Sileo, K.M., Muhumuza, C., Sekamatte, S. et al. The “Family Health = Family Wealth” intervention: study protocol for a pilot quasi-experimental controlled trial of a multi-level, community-based family planning intervention for couples in rural Uganda. Pilot Feasibility Stud 8, 265 (2022). https://doi.org/10.1186/s40814-022-01226-6

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