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Table 2 CONSORT checklist of information to include when reporting a pilot trial

From: CONSORT 2010 statement: extension to randomised pilot and feasibility trials

Section/topic and item No

Standard checklist item

Extension for pilot trials

Page No where item is reported

Title and abstract

 1a

Identification as a randomised trial in the title

Identification as a pilot or feasibility randomised trial in the title

 

 1b

Structured summary of trial design, methods, results, and conclusions (for specific guidance see CONSORT for abstracts)

Structured summary of pilot trial design, methods, results, and conclusions (for specific guidance see CONSORT abstract extension for pilot trials)

 

Introduction

 Background and objectives:

  2a

Scientific background and explanation of rationale

Scientific background and explanation of rationale for future definitive trial, and reasons for randomised pilot trial

 

  2b

Specific objectives or hypotheses

Specific objectives or research questions for pilot trial

 

Methods

 Trial design:

  3a

Description of trial design (such as parallel, factorial) including allocation ratio

Description of pilot trial design (such as parallel, factorial) including allocation ratio

 

  3b

Important changes to methods after trial commencement (such as eligibility criteria), with reasons

Important changes to methods after pilot trial commencement (such as eligibility criteria), with reasons

 

 Participants:

  4a

Eligibility criteria for participants

  

  4b

Settings and locations where the data were collected

  

  4c

 

How participants were identified and consented

 

 Interventions:

  5

The interventions for each group with sufficient details to allow replication, including how and when they were actually administered

  

 Outcomes:

  6a

Completely defined prespecified primary and secondary outcome measures, including how and when they were assessed

Completely defined prespecified assessments or measurements to address each pilot trial objective specified in 2b, including how and when they were assessed

 

  6b

Any changes to trial outcomes after the trial commenced, with reasons

Any changes to pilot trial assessments or measurements after the pilot trial commenced, with reasons

 

  6c

 

If applicable, prespecified criteria used to judge whether, or how, to proceed with future definitive trial

 

 Sample size:

  7a

How sample size was determined

Rationale for numbers in the pilot trial

 

  7b

When applicable, explanation of any interim analyses and stopping guidelines

  

 Randomisation:

  Sequence generation:

   8a

Method used to generate the random allocation sequence

  

   8b

Type of randomisation; details of any restriction (such as blocking and block size)

Type of randomisation(s); details of any restriction (such as blocking and block size)

 

 Allocation concealment mechanism:

  9

Mechanism used to implement the random allocation sequence (such as sequentially numbered containers), describing any steps taken to conceal the sequence until interventions were assigned

  

 Implementation:

  10

Who generated the random allocation sequence, enrolled participants, and assigned participants to interventions

  

 Blinding:

  11a

If done, who was blinded after assignment to interventions (eg, participants, care providers, those assessing outcomes) and how

  

  11b

If relevant, description of the similarity of interventions

  

 Analytical methods:

  12a

Statistical methods used to compare groups for primary and secondary outcomes

Methods used to address each pilot trial objective whether qualitative or quantitative

 

  12b

Methods for additional analyses, such as subgroup analyses and adjusted analyses

Not applicable

 

Results

 Participant flow (a diagram is strongly recommended):

  13a

For each group, the numbers of participants who were randomly assigned, received intended treatment, and were analysed for the primary outcome

For each group, the numbers of participants who were approached and/or assessed for eligibility, randomly assigned, received intended treatment, and were assessed for each objective

 

  13b

For each group, losses and exclusions after randomisation, together with reasons

  

 Recruitment:

  14a

Dates defining the periods of recruitment and follow-up

  

  14b

Why the trial ended or was stopped

Why the pilot trial ended or was stopped

 

 Baseline data:

  15

A table showing baseline demographic and clinical characteristics for each group

  

 Numbers analysed:

  16

For each group, number of participants (denominator) included in each analysis and whether the analysis was by original assigned groups

For each objective, number of participants (denominator) included in each analysis. If relevant, these numbers should be by randomised group

 

 Outcomes and estimation:

  17a

For each primary and secondary outcome, results for each group, and the estimated effect size and its precision (such as 95% confidence interval)

For each objective, results including expressions of uncertainty (such as 95% confidence interval) for any estimates. If relevant, these results should be by randomised group

 

  17b

For binary outcomes, presentation of both absolute and relative effect sizes is recommended

Not applicable

 

 Ancillary analyses:

  18

Results of any other analyses performed, including subgroup analyses and adjusted analyses, distinguishing prespecified from exploratory

Results of any other analyses performed that could be used to inform the future definitive trial

 

 Harms:

  19

All important harms or unintended effects in each group (for specific guidance see CONSORT for harms)

  

  19a

 

If relevant, other important unintended consequences

 

Discussion

 Limitations:

  20

Trial limitations, addressing sources of potential bias, imprecision, and, if relevant, multiplicity of analyses

Pilot trial limitations, addressing sources of potential bias and remaining uncertainty about feasibility

 

 Generalisability:

  21

Generalisability (external validity, applicability) of the trial findings

Generalisability (applicability) of pilot trial methods and findings to future definitive trial and other studies

 

 Interpretation:

  22

Interpretation consistent with results, balancing benefits and harms, and considering other relevant evidence

Interpretation consistent with pilot trial objectives and findings, balancing potential benefits and harms, and considering other relevant evidence

 

  22a

 

Implications for progression from pilot to future definitive trial, including any proposed amendments

 

Other information

 Registration:

  23

Registration number and name of trial registry

Registration number for pilot trial and name of trial registry

 

 Protocol:

  24

Where the full trial protocol can be accessed, if available

Where the pilot trial protocol can be accessed, if available

 

 Funding:

  25

Sources of funding and other support (such as supply of drugs), role of funders

  

  26

 

Ethical approval or approval by research review committee, confirmed with reference number

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